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ESPEY MFG & ELECTRONICS CORP — Director's Dealing 2015
Jun 16, 2015
34112_dirs_2015-06-16_4b02da2c-4d61-42db-bcf7-c4ae0c462636.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ESPEY MFG & ELECTRONICS CORP (ESP)
CIK: 0000033533
Period of Report: 2015-06-12
Reporting Person: Sparano Katrina Leonore (Asst. Treasurer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-06-30 | Common Stock - $.33 1/3 par value | A | 310 | — | Acquired | 3603 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-06-12 | Stock Option | $26.09 | A | 1750 | Acquired | 2025-06-12 | Common Stock (1750) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock - $.33 1/3 par value | 345 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option | $17.80 | 2016-05-19 | Common Stock (600) | 600 | Direct |
| Stock Option | $18.29 | 2017-02-21 | Common Stock (1000) | 1600 | Direct |
| Stock Option | $21.54 | 2018-05-23 | Common Stock (1000) | 2600 | Direct |
| Stock Option | $17.09 | 2019-02-20 | Common Stock (1500) | 4100 | Direct |
| Stock Option | $19.20 | 2020-08-19 | Common Stock (1500) | 5600 | Direct |
| Stock Option | $25.10 | 2021-08-26 | Common Stock (1500) | 7100 | Direct |
| Stock Option | $25.18 | 2022-06-01 | Common Stock (1500) | 8600 | Direct |
| Stock Option | $27.22 | 2023-08-23 | Common Stock (1500) | 10100 | Direct |
Footnotes
F1: ESOP transaction as provided to Reporting Person confirming the allocation of shares to the Reporting Person's account as of June 30, 2014.
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