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ESPEY MFG & ELECTRONICS CORP Director's Dealing 2015

Nov 5, 2015

34112_dirs_2015-11-05_91b5eb6c-011a-41f3-9a45-83f362802d1b.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ESPEY MFG & ELECTRONICS CORP (ESP)
CIK: 0000033533
Period of Report: 2015-11-02

Reporting Person: HELMETAG CARL (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2015-11-02 Common Stock- $.33 1/3 par value P 37 $25.00 Acquired 16287 Direct
2015-11-03 Common Stock- $.33 1/3 par value P 202 $25.20 Acquired 16489 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock- $.33 1/3 par value 1504 Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Stock Option $18.29 2017-02-21 Common Stock (1400) 1400 Direct
Stock Option $21.54 2018-05-23 Common Stock (1400) 2800 Direct
Stock Option $17.09 2019-02-20 Common Stock (1400) 4200 Direct
Stock Option $19.20 2020-08-19 Common Stock (1600) 5800 Direct
Stock Option $25.10 2021-08-26 Common Stock (1600) 7400 Direct
Stock Option $25.18 2022-06-01 Common Stock (1600) 9000 Direct
Stock Option $27.22 2025-08-23 Common Stock (1600) 10600 Direct
Stock Option $26.09 2025-06-12 Common Stock (1600) 12200 Direct

Footnotes

F1: SEP IRA account