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ESPEY MFG & ELECTRONICS CORP Director's Dealing 2014

Mar 3, 2014

34112_dirs_2014-03-03_efbf3b08-df0b-494a-8d3e-7bfe70971951.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ESPEY MFG & ELECTRONICS CORP (ESP)
CIK: 0000033533
Period of Report: 2014-02-28

Reporting Person: St Pierre Mark Francis (Director, President/CEO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2014-02-27 Common Stock - $.33 1/3 par value A 135 $28.75 Acquired 835 Direct
2014-02-28 Common Stock - $.33 1/3 par value A 750 $28.85 Acquired 1585 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock - $.33 1/3 par value 300 Direct
Common Stock - $.33 1/3 par value 2355 Indirect

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Common Stock $15.95 2019-08-03 Common Stock (2200) 2200 Direct
Common Stock $19.2 2020-08-19 Common Stock (4000) 6200 Direct
Common Stock $25.10 2021-08-26 Common Stock (4000) 10200 Direct
Common Stock $25.18 2022-06-01 Common Stock (4000) 14200 Direct
Common Stock $27.22 2025-08-23 Common Stock (4000) 18200 Direct

Footnotes

F1: IRA Account