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ESPEY MFG & ELECTRONICS CORP — Director's Dealing 2014
Mar 3, 2014
34112_dirs_2014-03-03_efbf3b08-df0b-494a-8d3e-7bfe70971951.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ESPEY MFG & ELECTRONICS CORP (ESP)
CIK: 0000033533
Period of Report: 2014-02-28
Reporting Person: St Pierre Mark Francis (Director, President/CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-02-27 | Common Stock - $.33 1/3 par value | A | 135 | $28.75 | Acquired | 835 | Direct |
| 2014-02-28 | Common Stock - $.33 1/3 par value | A | 750 | $28.85 | Acquired | 1585 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock - $.33 1/3 par value | 300 | Direct |
| Common Stock - $.33 1/3 par value | 2355 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Common Stock | $15.95 | 2019-08-03 | Common Stock (2200) | 2200 | Direct |
| Common Stock | $19.2 | 2020-08-19 | Common Stock (4000) | 6200 | Direct |
| Common Stock | $25.10 | 2021-08-26 | Common Stock (4000) | 10200 | Direct |
| Common Stock | $25.18 | 2022-06-01 | Common Stock (4000) | 14200 | Direct |
| Common Stock | $27.22 | 2025-08-23 | Common Stock (4000) | 18200 | Direct |
Footnotes
F1: IRA Account
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