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ESPEY MFG & ELECTRONICS CORP Director's Dealing 2014

Mar 6, 2014

34112_dirs_2014-03-06_aa6a893a-d8e8-4013-b9b9-092e1008713e.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ESPEY MFG & ELECTRONICS CORP (ESP)
CIK: 0000033533
Period of Report: 2014-03-06

Reporting Person: St Pierre Mark Francis (Director, President/CEO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2014-03-05 Common Stock - $.33 1/3 par value A 250 $28.50 Acquired 1835 Direct
2014-03-06 Common Stock - $.33 1/3 par value A 365 $15.95 Acquired 665 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2014-03-05 Stock Option $15.95 D 365 Disposed 2019-08-03 Common Stock (1835) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock - $.33 1/3 par value 2355 Indirect

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Stock Option $19.20 2020-08-19 Common Stock (4000) 5835 Direct
Stock Option $25.10 2021-08-26 Common Stock (4000) 9835 Direct
Stock Option $25.18 2022-06-01 Common Stock (4000) 13835 Direct
Stock Option $27.22 2025-08-23 Common Stock (4000) 17835 Direct

Footnotes

F1: IRA Account