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ESPEY MFG & ELECTRONICS CORP — Director's Dealing 2014
Mar 6, 2014
34112_dirs_2014-03-06_aa6a893a-d8e8-4013-b9b9-092e1008713e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ESPEY MFG & ELECTRONICS CORP (ESP)
CIK: 0000033533
Period of Report: 2014-03-06
Reporting Person: St Pierre Mark Francis (Director, President/CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-03-05 | Common Stock - $.33 1/3 par value | A | 250 | $28.50 | Acquired | 1835 | Direct |
| 2014-03-06 | Common Stock - $.33 1/3 par value | A | 365 | $15.95 | Acquired | 665 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-03-05 | Stock Option | $15.95 | D | 365 | Disposed | 2019-08-03 | Common Stock (1835) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock - $.33 1/3 par value | 2355 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option | $19.20 | 2020-08-19 | Common Stock (4000) | 5835 | Direct |
| Stock Option | $25.10 | 2021-08-26 | Common Stock (4000) | 9835 | Direct |
| Stock Option | $25.18 | 2022-06-01 | Common Stock (4000) | 13835 | Direct |
| Stock Option | $27.22 | 2025-08-23 | Common Stock (4000) | 17835 | Direct |
Footnotes
F1: IRA Account
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