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ESPEY MFG & ELECTRONICS CORP — Director's Dealing 2013
Sep 11, 2013
34112_dirs_2013-09-11_0ded0954-9020-4081-92c0-708174e9d4e8.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ESPEY MFG & ELECTRONICS CORP (ESP)
CIK: 0000033533
Period of Report: 2013-09-09
Reporting Person: Sparano Katrina Leonore (Asst. Treasurer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-09-09 | Common Stock - $.33 1/3 par value | M | 600 | $17.36 | Acquired | 945 | Direct |
| 2013-09-09 | Common Stock - $.33 1/3 par value | D | 600 | $28 | Disposed | 345 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-09-09 | Stock Option | $17.36 | M | 600 | Disposed | 2015-10-13 | Common Stock (600) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock - $.33 1/3 par value | 3293 | Indirect |
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