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ESPEY MFG & ELECTRONICS CORP — Director's Dealing 2009
Aug 4, 2009
34112_dirs_2009-08-04_77874fec-5670-4832-a5ad-959a984a95b3.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ESPEY MFG & ELECTRONICS CORP (ESP)
CIK: 0000033533
Period of Report: 2009-08-03
Reporting Person: Sparano Katrina Leonore (Asst. Treasurer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2009-06-30 | Common Stock-$.33 1/3 par value | J | 408 | — | Acquired | 1615 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock-$.33 1/3 par value | 345 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option | $17.36 | 2015-10-13 | Common Stock (600) | 0 | Direct |
| Stock Option | $17.80 | 2016-05-19 | Common Stock (600) | 0 | Direct |
| Stock Option | $18.29 | 2017-02-21 | Common Stock (1000) | 0 | Direct |
| Stock Option | $21.54 | 2018-05-23 | Common Stock (1000) | 0 | Direct |
| Stock Option | $17.09 | 2019-02-20 | Common Stock (1500) | 4700 | Direct |
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