AI assistant
ESCALADE INC — Director's Dealing 2024
Mar 5, 2024
33800_dirs_2024-03-05_9872c49d-9f91-46ba-91a5-5a0a0abb0a7a.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ESCALADE INC (ESCA)
CIK: 0000033488
Period of Report: 2024-03-02
Reporting Person: Williams Edward E (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-03-02 | Common Stock | M | 2500 | — | Acquired | 150652 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2024-03-02 | Restricted Stock Units | $ | M | 2500 | Disposed | 2024-03-02 | Common Stock (2500) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 289487 | Indirect |
Footnotes
F1: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.
F2: The reporting person is a general partner of KPW Family Limited Partnership.
F3: Each RSU represents a right to receive one share of Escalade common stock pursuant to the Escalade, Incorporated 2017 Incentive Plan (Escalade 2017 Plan).
F4: On March 2, 2022, the reporting person was granted 5,000 RSUs pursuant to the Escalade 2017 Plan, of which 2,500 RSUs vested and settled on March 2, 2023, as previously reported. The remaining 2,500 RSUs vested on March 2, 2024 and settled on March 4, 2024, as reported on this Form 4. All RSUs settle in shares of ESCA common stock.