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ESCALADE INC — Director's Dealing 2023
Jan 3, 2023
33800_dirs_2023-01-03_a5e9aa24-7dcf-4328-821e-c077bd87ecbf.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ESCALADE INC (ESCA)
CIK: 0000033488
Period of Report: 2023-01-01
Reporting Person: Glazer Walter P. Jr. (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-01-01 | Common Stock | M | 18050 | — | Acquired | 309013 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-01-01 | Restricted Stock Units | $ | M | 18050 | Disposed | 2025-01-01 | Common Stock (18050) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 8500 | Indirect |
Footnotes
F1: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.
F2: Each RSU represents a right to receive one share of Escalade common stock pursuant to the Escalade, Incorporated 2017 Incentive Plan (Escalade 2017 Plan).
F3: On January 1, 2022, the reporting person was granted 54,152 RSUs under the Plan upon his commencement of full-time employment as Escalade's CEO and President, of which one third (18,050) vested and settled as of January 1, 2023 as reported on this Form 4.. The remaining RSUs will vest in increments of 18,050 on each of January 1, 2024, and January 1, 2025.