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ESCALADE INC Director's Dealing 2017

Mar 2, 2017

33800_dirs_2017-03-01_7af8ec27-1ea1-43bd-99be-e8def9969ba2.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ESCALADE INC (esca)
CIK: 0000033488
Period of Report: 2017-02-28

Reporting Person: Wawrin Stephen (Chief Financial Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-02-28 Common Stock M 3500 $5.28 Acquired 7359 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2017-02-28 Stock Options $5.28 M 3500 Disposed 2017-03-02 Common Stock (3500) Direct

Footnotes

F1: On March 2, 2012, the reporting person was granted 3,500 stock options under the Escalade, Incorporated 2007 Incentive Plan. The stock options vested one half on March 2, 2015 and one half on March 2, 2016.

F2: Shares issued pursuant to the exercise of stock options granted under the Escalade, Incorporated 2007 Incentive Plan.