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ESCALADE INC — Director's Dealing 2017
Mar 2, 2017
33800_dirs_2017-03-01_7af8ec27-1ea1-43bd-99be-e8def9969ba2.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ESCALADE INC (esca)
CIK: 0000033488
Period of Report: 2017-02-28
Reporting Person: Wawrin Stephen (Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-02-28 | Common Stock | M | 3500 | $5.28 | Acquired | 7359 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-02-28 | Stock Options | $5.28 | M | 3500 | Disposed | 2017-03-02 | Common Stock (3500) | Direct |
Footnotes
F1: On March 2, 2012, the reporting person was granted 3,500 stock options under the Escalade, Incorporated 2007 Incentive Plan. The stock options vested one half on March 2, 2015 and one half on March 2, 2016.
F2: Shares issued pursuant to the exercise of stock options granted under the Escalade, Incorporated 2007 Incentive Plan.
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