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ESCALADE INC — Director's Dealing 2017
Mar 7, 2017
33800_dirs_2017-03-06_bb06040f-fc03-4c38-bb1b-4da3a64aaa04.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ESCALADE INC (ESCA)
CIK: 0000033488
Period of Report: 2017-03-02
Reporting Person: Baalmann Richard Fenton JR (Director)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-03-02 | Restricted Stock Units | $ | A | 2850 | Acquired | 2019-03-02 | Common Stock (2850) | Direct |
Footnotes
F1: Each restricted stock unit (RSU) represents a right to receive one share of ESCA common stock granted pursuant to the Escalade, Incorporated 2007 Incentive Plan. Shares will be delivered to the reporting person upon vesting of the applicable RSUs unless the reporting person has deferred receipt.
F2: On March 2, 2017, the reporting person was granted 2,850 RSUs which will vest one half on March 2, 2018 and one half on March 2, 2019 provided that the reporting person remains a director as of such vesting date.
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