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ESCALADE INC Director's Dealing 2017

Apr 28, 2017

33800_dirs_2017-04-27_f2326e54-4239-4f32-9c8a-4ad55c6973d2.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ESCALADE INC (esca)
CIK: 0000033488
Period of Report: 2017-04-27

Reporting Person: Glazer Walter P. Jr. (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-04-27 Common Stock M 1000 Acquired 156738 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2017-04-27 Restricted Stock Units $ M 1000 Disposed Common Stock (1000) Direct

Footnotes

F1: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis

F2: On April 27, 2015, the reporting person was granted 2,000 RSUs which vested one half on April 27, 2016 and one half on April 27, 2017. All RSUs were settled in shares of common stock, and the shares issued upon the settlement of the RSUs which vested on April 27, 2017 are reported in Table 1 of this Form 4.

F3: Each RSU represents a right to receive one share of ESCA common stock granted pursuant to the Escalade, Incorporated 2017 Incentive Plan.