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ESCALADE INC — Director's Dealing 2017
Apr 28, 2017
33800_dirs_2017-04-27_f2326e54-4239-4f32-9c8a-4ad55c6973d2.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ESCALADE INC (esca)
CIK: 0000033488
Period of Report: 2017-04-27
Reporting Person: Glazer Walter P. Jr. (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-04-27 | Common Stock | M | 1000 | — | Acquired | 156738 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-04-27 | Restricted Stock Units | $ | M | 1000 | Disposed | Common Stock (1000) | Direct |
Footnotes
F1: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis
F2: On April 27, 2015, the reporting person was granted 2,000 RSUs which vested one half on April 27, 2016 and one half on April 27, 2017. All RSUs were settled in shares of common stock, and the shares issued upon the settlement of the RSUs which vested on April 27, 2017 are reported in Table 1 of this Form 4.
F3: Each RSU represents a right to receive one share of ESCA common stock granted pursuant to the Escalade, Incorporated 2017 Incentive Plan.
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