ESCALADE INC — Director's Dealing 2017

Dec 15, 2017

SEC Form 4/A — Form 4/A

Issuer: ESCALADE INC (esca)
CIK: 0000033488
Period of Report: 2017-12-13

Reporting Person: GRIFFIN ROBERT E (10% Owner)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2017-12-13	Common Stock	G	8352	—	Disposed	665792.626	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	1278465	Indirect
Common Stock	300000	Indirect

Footnotes

F1: The initial Form 4 and amendment #1 thereto contained the wrong transaction date. Mr. Griffin gifted 2,088 shares of Escalade stock to each of his four adult children, a total of 8,352 shares, on December 13, 2017, not December 14 as previously reported. For clarity, all information relating to those gifts and Mr. Griffin's holdings are now being reported on this amendment #2, which supersedes the prior filings in their entirety.

F2: Mr. Griffin disclaims beneficial ownership in shares held by the family limited partnership except to the extent of his pecuniary interest therein. All shares held in the family limited partnership are also deemed to be beneficially owned by Mr. Patrick Griffin, his son, which shares previously have been and continue to be included by Mr. Patrick Griffin in his Section 16 reports.

F3: Mr. Griffin disclaims beneficial ownership in shares held by his spouse's trust except to the extent of his pecuniary interest therein.