AI assistant
ESCALADE INC — Director's Dealing 2016
Mar 2, 2016
33800_dirs_2016-03-02_b433abef-04db-4e93-a28a-09d23458871a.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4/A — Form 4/A
Issuer: ESCALADE INC (ESCA)
CIK: 0000033488
Period of Report: 2016-02-26
Reporting Person: Williams Edward E (Director)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-02-27 | Restricted Stock Units | $ | M | 1000 | Disposed | Common Stock (1000) | Direct |
Footnotes
F1: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis. Each RSU represents a right to receive one share of ESCA common stock granted pursuant to the Escalade, Incorporated 2007 Incentive Plan.
F2: In the initial Form 4 filed on March 1, 2016 relating to the settlement of 1,000 RSUs on February 27, 2016, this number was inserted inadvertently under the (A) acquisition column when it should have been inserted under the (D) disposition column.
F3: On February 27, 2015, the reporting person was granted 2,000 RSUs which vested one half on February 27, 2016, and were settled in shares of common stock. The remaining 1,000 RSUs will vest on February 27, 2017 provided the reporting person remains a director through that date.