ESCALADE INC — Director's Dealing 2016

Mar 9, 2016

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ESCALADE INC (ESCA)
CIK: 0000033488
Period of Report: 2015-12-21

Reporting Person: Griffin Patrick J (Director, Vice President, 10% Owner)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2015-12-21	Common Stock	P	827.229	$12.31	Acquired	496130.229	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	1278465	Indirect

Footnotes

F1: Mr. Griffin is reporting on this Form 4 the acquisition of additional shares of common stock pursuant to a broker-administered dividend reinvestment plan. The shares of common stock owned by Mr. Griffin to which the dividended shares relate were inadvertently and automatically enrolled in such plan in connection with a change in broker. Mr. Griffin first became aware of the additional shares issued to him on March 5, 2016, and he has subsequently removed his shares from further participation in the broker-administered dividend reinvestment plan.

F2: Mr. Patrick Griffin disclaims beneficial ownership in shares held by the family limited partnership except to the extent of his pecuniary interest therein. All shares held by the family limited partnership are also deemed to be owned by Mr. Robert Griffin, the father of Mr. Patrick Griffin, which shares have been, and continue to be, included by Mr. Robert Griffin in his Section 16 reports.