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ESCALADE INC — Director's Dealing 2016
Apr 27, 2016
33800_dirs_2016-04-27_59bf15a1-ab2b-4816-a158-c374e6713960.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ESCALADE INC (esca)
CIK: 0000033488
Period of Report: 2016-04-27
Reporting Person: Glazer Walter P. Jr. (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-04-27 | Common Stock | M | 1000 | — | Acquired | 150500 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-04-27 | Restricted Stock Units | $ | M | 1000 | Disposed | Common Stock (1000) | Direct |
Footnotes
F1: Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.
F2: On April 27, 2015, the reporting person was granted 2,000 RSUs which vested one half on April 27, 2016, and were settled in shares of common stock as reported in Table I of this Form 4. The remaining 1,000 RSUs will vest on April 27, 2017 provided the reporting person remains a director of the company through that date.
F3: Each RSU represents a right to receive one share of ESCA common stock granted pursuant to the Escalade, Incorporated 2007 Incentive Plan.