ESCALADE INC — Director's Dealing 2016

Aug 10, 2016

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ESCALADE INC (esca)
CIK: 0000033488
Period of Report: 2016-08-08

Reporting Person: Fetherman David L. (Director, CEO and President)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2016-08-08	Common Stock	M	4000	$5.85	Acquired	107054	Direct
2016-08-08	Common Stock	M	5750	$5.28	Acquired	112804	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2016-08-08	Stock Options	$5.85	M	4000	Disposed	2018-03-01	Common Stock (4000)	Direct
2016-08-08	Stock Options	$5.28	M	5750	Disposed	2017-03-02	Common Stock (5750)	Direct

Footnotes

F1: Shares issued pursuant to the exercise of stock options under the Escalade, Incorporated 2007 Incentive Plan

F2: Stock options initially granted on March 1, 2013 that vest 25% annually on each March 1 with the final increment vesting on March 1, 2017.

F3: Stock options initially granted on March 2, 2012 that vested 25% annually on each March 2 with the final increment having vested on March 2, 2016.