Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

ESCALADE INC Director's Dealing 2014

Mar 4, 2014

33800_dirs_2014-03-04_37bb46ff-3e81-464f-843f-89d68ffddadc.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ESCALADE INC (ESCA)
CIK: 0000033488
Period of Report: 2014-03-03

Reporting Person: Griffin Patrick J (Vice President, 10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2014-03-03 Common Stock M 15000 $2.56 Acquired 481886 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2014-03-03 Stock Options $2.56 M 15000 Disposed 2015-02-26 Common Stock (15000) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 1278465 Indirect

Footnotes

F1: Shares issued pursuant to the exercise of options under the Escalade, Incorporated 2007 Incentive Plan.

F2: Mr. Patrick Griffin disclaims beneficial ownership in shares held by the family limited partnership except to the extent of his pecuniary interest therein. All shares held by the family limited partnership are also deemed to be beneficially owned by Mr. Robert Griffin, the father of Mr. Patrick Griffin which shares previously have been, and continue to be, included by Mr. Robert Griffin in his Section 16 reports.