ESCALADE INC — Director's Dealing 2014

Mar 6, 2014

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ESCALADE INC (ESCA)
CIK: 0000033488
Period of Report: 2014-03-04

Reporting Person: Keller Robert J (Director, President & CEO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2014-03-04	Common Stock	M	13750	$2.56	Acquired	202500	Direct
2014-03-06	Common Stock	M	5500	$5.85	Acquired	208000	Direct
2014-03-06	Common Stock	M	1552	$5.28	Acquired	209522	Direct
2014-03-06	Common Stock	M	2948	$6.07	Acquired	212500	Direct
2014-03-04	Common Stock	S	2800	$11.91	Disposed	209700	Direct
2014-03-04	Common Stock	S	300	$11.9	Disposed	209400	Direct
2014-03-05	Common Stock	S	5000	$11.7	Disposed	204400	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2014-03-04	Common Stock Option	$2.56	M	13750	Disposed	2015-02-26	Common Stock (13750)	Direct
2014-03-06	Common Stock Option	$5.28	M	1552	Disposed	2017-03-02	Common Stock (1552)	Direct
2014-03-06	Common Stock Option	$5.85	M	5500	Disposed	2018-03-01	Common Stock (5500)	Direct
2014-03-06	Common Stock Option	$6.07	M	2948	Disposed	2016-03-01	Common Stock (2948)	Direct

Footnotes

F1: Shares issued pursuant to the exercise of options under the Escalade, Incorporated 2007 Incentive Plan in a transaction exempt from Section 16(b) short swing profit liability.