ESCALADE INC — Director's Dealing 2014

Mar 7, 2014

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ESCALADE INC (ESCA)
CIK: 0000033488
Period of Report: 2014-03-06

Reporting Person: Meinert Deborah Jean (VP, Secretary and CFO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2014-03-06	Common Stock	M	6875	$2.56	Acquired	70274	Direct
2014-03-06	Common Stock	M	8875	$6.07	Acquired	79149	Direct
2014-03-06	Common Stock	M	11500	$5.28	Acquired	90649	Direct
2014-03-06	Common Stock	M	2500	$5.85	Acquired	93149	Direct
2014-03-06	Common Stock	S	15280	$11.49	Disposed	77869	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2014-03-06	Common Stock Option	$2.56	M	6875	Disposed	2015-02-26	Common Stock (6875)	Direct
2014-03-06	Common Stock Option	$6.07	M	8875	Disposed	2016-03-01	Common Stock (8875)	Direct
2014-03-06	Common Stock Option	$5.28	M	11500	Disposed	2017-03-02	Common Stock (11500)	Direct
2014-03-06	Common Stock Option	$5.85	M	2500	Disposed	2018-03-01	Common Stock (2500)	Direct

Footnotes

F1: Shares issued pursuant to the exercise of 29,750 stock options under the Escalade, Incorporated 2007 Incentive Plan in a transaction exempt from Section 16(b) short swing profit liability.

F2: Shares sold in connection with the broker-assisted cashless exercise of the 29,750 stock options being reported on this Form 4 to pay for the applicable exercise price withholding tax.