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ESCALADE INC — Director's Dealing 2014
Mar 10, 2014
33800_dirs_2014-03-10_e87bed50-a51c-4987-9372-456c72746e05.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ESCALADE INC (ESCA)
CIK: 0000033488
Period of Report: 2014-03-07
Reporting Person: Keller Robert J (Director, President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-03-07 | Common Stock | M | 17052 | $6.07 | Acquired | 221452 | Direct |
| 2014-03-07 | Common Stock | S | 1234 | $11.771 | Disposed | 220218 | Direct |
| 2014-03-07 | Common Stock | S | 8766 | $11.631 | Disposed | 211452 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-03-07 | Common Stock Option | $6.07 | M | 17052 | Disposed | 2016-03-01 | Common Stock (17052) | Direct |
Footnotes
F1: Shares issued pursuant to the exercise of stock options under the Escalade, Incorporated 2007 Incentive Plan in a transaction exempt from Section 16(b) short swing profit liability.
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