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ESCALADE INC — Director's Dealing 2014
Apr 30, 2014
33800_dirs_2014-04-30_c8ea0289-367b-4fe8-83c6-6d629729c04b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ESCALADE INC (ESCA)
CIK: 0000033488
Period of Report: 2014-04-24
Reporting Person: Keller Robert J (Director, President & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-04-24 | Common Stock | S | 2990 | $14.82 | Disposed | 208462 | Direct |
| 2014-04-25 | Common Stock | S | 645 | $14.81 | Disposed | 207817 | Direct |
| 2014-04-28 | Common Stock | S | 622 | $14.87 | Disposed | 207195 | Direct |
| 2014-04-29 | Common Stock | S | 525 | $14.82 | Disposed | 206670 | Direct |
| 2014-04-30 | Common Stock | M | 10000 | $5.28 | Acquired | 216670 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-04-30 | Common Stock Option | $5.28 | M | 10000 | Disposed | 2017-03-02 | Common Stock (10000) | Direct |
Footnotes
F1: Shares issued pursuant to the exercise of 29,750 stock options under the Escalade, Incorporated 2007 Incentive Plan in a transaction exempt from Section 16(b) short swing profit liability.
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