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ESCALADE INC — Director's Dealing 2014
May 29, 2014
33800_dirs_2014-05-29_f537881c-714e-47ec-aa86-72200df63634.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ESCALADE INC (ESCA)
CIK: 0000033488
Period of Report: 2014-05-27
Reporting Person: Keller Robert J (Director, President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-05-27 | Common Stock | S | 4332 | $14.7 | Disposed | 212338 | Direct |
| 2014-05-28 | Common Stock | S | 5668 | $14.79 | Disposed | 206670 | Direct |
| 2014-05-29 | Common Stock | M | 8200 | $6.07 | Acquired | 214870 | Direct |
| 2014-05-29 | Common Stock | M | 8448 | $5.28 | Acquired | 223318 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-05-29 | Common Stock Option | $6.07 | M | 8200 | Disposed | 2016-03-01 | Common Stock (8200) | Direct |
| 2014-05-29 | Common Stock Option | $5.28 | M | 8448 | Disposed | 2017-03-02 | Common Stock (8448) | Direct |
Footnotes
F1: Shares issued pursuant to the exercise of options under the Escalade, Incorporated 2007 Incentive Plan.
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