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ESCALADE INC — Director's Dealing 2014
Jun 6, 2014
33800_dirs_2014-06-06_3a333cae-4f2e-4c65-9c6e-377160006b0a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ESCALADE INC (ESCA)
CIK: 0000033488
Period of Report: 2014-06-06
Reporting Person: Baalmann Richard Fenton JR (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-06-06 | Common Stock | M | 7500 | $5.28 | Acquired | 55594 | Direct |
| 2014-06-06 | Common Stock | M | 7500 | $5.85 | Acquired | 63094 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-06-06 | Common Stock Option | $5.28 | M | 7500 | Disposed | 2017-03-02 | Common Stock (7500) | Direct |
| 2014-06-06 | Common Stock Option | $5.85 | M | 7500 | Disposed | 2018-03-01 | Common Stock (7500) | Direct |
Footnotes
F1: Shares issued pursuant to the exercise of options under the Escalade, Incorporated 2007 Incentive Plan.
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