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ESCALADE INC — Director's Dealing 2014
Dec 29, 2014
33800_dirs_2014-12-29_9976b60d-4498-4c68-b8f8-f026ebc7b2f8.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ESCALADE INC (ESCA)
CIK: 0000033488
Period of Report: 2014-12-26
Reporting Person: Baalmann Richard Fenton JR (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-12-26 | Common Stock | M | 16290 | — | Acquired | 79685 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-12-26 | Restricted Stock Units | $ | M | 16290 | Disposed | 2014-12-26 | Common Stock (16290) | Direct |
Footnotes
F1: Shares issued are in settlement of restricted stock units that vested on 12/26/14. The closing price of a share of ESCA common stock on 12/26/14 was $14.47.
F2: Each restricted stock unit represents a contingent right to receive one share of ESCA common stock granted pursuant to the Escalade, Incorporated 2007 Incentive Plan.
F3: Restricted stock units that vested on 12/26/14 were settled by the issuance of common stock on that date.
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