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ESCALADE INC — Director's Dealing 2013
Dec 2, 2013
33800_dirs_2013-12-02_73cb62ee-6b9c-4f42-ba8a-437870e1d950.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ESCALADE INC (ESCA)
CIK: 0000033488
Period of Report: 2013-11-27
Reporting Person: Savitsky George (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-11-27 | Common Stock | M | 7500 | $6.07 | Acquired | 57000 | Direct |
| 2013-11-27 | Common Stock | S | 2500 | $10.502 | Disposed | 54500 | Direct |
| 2013-11-27 | Common Stock | S | 2000 | $10.563 | Disposed | 52500 | Direct |
| 2013-11-27 | Common Stock | S | 2000 | $10.633 | Disposed | 50500 | Direct |
| 2013-11-27 | Common Stock | S | 905 | $10.662 | Disposed | 49595 | Direct |
| 2013-11-27 | Common Stock | S | 95 | $10.8 | Disposed | 49500 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-11-27 | Common Stock Option | $6.07 | M | 7500 | Disposed | 2016-03-01 | Common Stock (7500) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 42500 | Direct |
Footnotes
F1: Held in Family Trust.
F2: Shares issued pursuant to the exercise of options under the Escalade, Incorporated 2007 Incentive Plan.
F3: Held individually.
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