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ESCALADE INC — Director's Dealing 2013
Dec 30, 2013
33800_dirs_2013-12-30_7e21cb0b-6ac2-4cc3-aeac-537cd31ccc1a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ESCALADE INC (ESCA)
CIK: 0000033488
Period of Report: 2013-12-27
Reporting Person: Baalmann Richard Fenton JR (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-12-27 | Common Stock | M | 8040 | — | Acquired | 53176 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-12-27 | Restricted Stock Units | $ | M | 8040 | Disposed | 2013-12-27 | Common Stock (8040) | Direct |
Footnotes
F1: Shares issued are in settlement of restricted stock units that vested on 12/27/13. The closing price of a share of ESCA common stock on 12/27/13 was $11.93.
F2: Each restricted stock unit represents a contingent right to receive one share of ESCA common stock granted pursuant to the Escalade, Incorporated 2007 Incentive Plan.
F3: Restricted stock units that vested on 12/27/13 were settled by the issuance of common stock on that date.
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