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ESCALADE INC — Director's Dealing 2011
Nov 29, 2011
33800_dirs_2011-11-29_570a6673-69e9-4708-bdde-f3335f6bc014.zip
Director's Dealing
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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership
Issuer: ESCALADE INC (ESCA)
CIK: 0000033488
Period of Report: 2010-12-25
Reporting Person: Williams Edward E (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2010-09-25 | Common Stock | S | 795 | $5.1063 | Disposed | 22179 | Indirect |
| 2010-09-30 | Common Stock | S | 2637 | $4.986 | Disposed | 19542 | Indirect |
| 2010-10-01 | Common Stock | S | 500 | $5.03 | Disposed | 19042 | Indirect |
| 2010-10-05 | Common Stock | S | 1400 | $4.88 | Disposed | 17642 | Indirect |
| 2010-10-06 | Common Stock | S | 2643 | $4.75 | Disposed | 14999 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 22974 | Indirect |
Footnotes
F1: Mr. Edward Williams original Form 3 filing failed to include his indirect ownership of shares held by a family limited partnership, Paw Family Partnership LP. The number of shares reported in this Form 5 reflects his entire indirect ownership of shares held by that family limited partnership as of 04/24/2004.
F2: Mr. Edward Williams is a general partner of PAW Family Partnership LP.
F3: Mr. Edward Williams original Form 4s filed in 2010 failed to report the sales of Escalade, Inc. shares held by a family limited partnership, PAW Family Partnership LP of which Mr. Williams had an indirect ownership interest.