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ESCALADE INC — Director's Dealing 2010
Nov 12, 2010
33800_dirs_2010-11-12_e9a249bc-f620-4e58-bba4-f72b7511ca68.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ESCALADE INC (ESCA)
CIK: 0000033488
Period of Report: 2010-11-11
Reporting Person: Williams Edward E (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2010-11-11 | Common Stock | M | 5000 | $0.89 | Acquired | 37828 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2010-11-11 | Common Stock Option | $0.89 | M | 5000 | Disposed | 2014-04-24 | Common Stock (5000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 37038 | Indirect |
| Common Stock | 337302 | Indirect |
Footnotes
F1: Shares issued pursuant to the exercise of options under the Escalade, Incorporated 2007 Incentive Plan.
F2: Mr. Edward Williams owns 33% of the outstanding shares of Good Earth Tools, Inc. and is an executive officer of same.
F3: Mr. Edward Williams is a general partner of KPW Family Limited Partnership.
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