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ESCALADE INC — Director's Dealing 2009
May 26, 2009
33800_dirs_2009-05-26_b62eef05-af2b-4985-88f9-c25f7daf0401.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: ESCALADE INC (ESCA)
CIK: 0000033488
Period of Report: 2009-04-24
Reporting Person: Savitsky George (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2009-04-27 | Common Stock | A | 1250 | $0.88 | Acquired | 29412 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2009-04-24 | Non-Qualified Stock Options | $0.89 | A | 5000 | Acquired | 2014-04-24 | Common Stock (5000) | Direct |
| 2009-04-27 | Restricted Stock Units | $ | A | 1250 | Disposed | Common Stock (1250) | Direct |
Footnotes
F1: Shares issued are in settlement of restricted stock units that vested on April 27, 2009.
F2: Options awarded pursuant to the Escalade, Incorporated 2007 Incentive Plan. These options vest and are exercisable one year after grant at $0.89 per share and expire five years from date of grant.
F3: Each restricted stock unit represents a contingent right to receive one share of ESCA common stock granted pursuant to the Escalade, Incorporated 2007 Incentive Plan.
F4: Restricted stock units that vested on April 27, 2009 were settled by the issuance of common stock on that date.