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ESCALADE INC — Director's Dealing 2008
May 1, 2008
33800_dirs_2008-05-01_47ac81c9-5fee-4d7f-9ce0-9780ff52cb36.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ESCALADE INC (ESCA)
CIK: 0000033488
Period of Report: 2008-04-30
Reporting Person: Baalmann Richard Fenton JR (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2008-04-30 | Common Stock | A | 1250 | $6.9 | Acquired | 4397 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2008-04-30 | Restricted Stock Units | $ | A | 1250 | Disposed | Common Stock (1250) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Options | $ | Common Stock (3198) | 3198 | Direct |
Footnotes
F1: Shares issued are in settlement of restricted stock units that vested on April 30, 2008.
F2: Each restricted stock unit represents a contingent right to receive one share of ESCA common stock granted pursuant to the Escalade, Incorporated 2007 Incentive Plan.
F3: Restricted stock units that vested on April 30, 2008 were settled by the issuance of common stock on that date.
F4: Composed of 1,250 restricted stock units that will vest on April 27, 2009; 2,288 restricted stock units that will vest on December 31, 2012; and 872 restricted stock units that will vest on December 31, 2013.
F5: Outstanding stock options are composed of 2,000 options that vested on April 25, 2007 with an exercise price of $11.26 per share and an expiration date of April 24, 2011; and 1,198 options that will vest on April 30, 2008 with an exercise price of $9.35 per share and an expiration date of April 30, 2012.