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ESCALADE INC — Director's Dealing 2008
Jul 28, 2008
33800_dirs_2008-07-28_d75225c7-ca8a-41f3-9c1d-93f233bd9c11.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ESCALADE INC (ESCA)
CIK: 0000033488
Period of Report: 2008-07-25
Reporting Person: Williams Edward E (Director)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2008-07-25 | Restricted Stock Units | $ | A | 1389 | Acquired | Common Stock (1389) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 16469 | Direct |
| Common Stock | 37038 | Indirect |
| Common Stock | 337302 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Options | $ | Common Stock (4903) | 4903 | Direct |
Footnotes
F1: Mr. Edward Williams owns 33% of the outstanding shares of Good Earth Tools, Inc. and is an executive officer of same.
F2: Mr. Edward Williams is a general partner of KPW Family Limited Partnership.
F3: Each restricted stock unit represents a right to receive one share of ESCA common stock granted pursuant to the Escalade, Incorporated 2007 Incentive Plan. This restricted stock unit grant is in lieu of cash compensation earned for services performed as a Director.
F4: Each restricted stock unit is vested upon grant and will be settled by the issuance of common stock on the deferral date elected by the recipient. The recipient has elected to receive the corresponding shares at the end of the calendar year five years from the date of grant.
F5: Outstanding restricted stock units are composed of 1,250 units that will vest and be settled on April 27, 2009; 2,451 units that are vested and will be settled on December 31, 2012; and 2,323 units that are vested and will be settled on December 31, 2013.
F6: Outstanding stock options are composed of 536 options that vested on May 2, 2006 with an exercise price of $13.88 per share and an expiration date of April 26, 2009; 3,080 options that vested on April 24, 2007 with an exercise price of $11.26 per share and an expiration date of April 24, 2011; and 1,287 options that vested on April 30, 2008 with an exercise price of $9.35 per share and an expiration date of April 30, 2012.