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EQUITY RESIDENTIAL — Director's Dealing 2014
Nov 12, 2014
30212_dirs_2014-11-12_95444abf-0887-45c0-99f6-13e7c50babb4.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: EQUITY RESIDENTIAL (EQR)
CIK: 0000906107
Period of Report: 2014-11-11
Reporting Person: Parrell Mark J. (Executive Vice President & CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-11-11 | Common Shares Of Beneficial Interest | M | 4569 | $53.50 | Acquired | 4569 | Direct |
| 2014-11-11 | Common Shares Of Beneficial Interest | S | 4569 | $70.00 | Disposed | 0 | Direct |
| 2014-11-11 | Common Shares Of Beneficial Interest | M | 30000 | $53.71 | Acquired | 30000 | Direct |
| 2014-11-11 | Common Shares Of Beneficial Interest | S | 30000 | $70.00 | Disposed | 0 | Direct |
| 2014-11-11 | Common Shares Of Beneficial Interest | S | 3608.93 | $69.96 | Disposed | 3608.928 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-11-11 | Non-qualified Stock Option (Right to Buy) | $53.50 | M | 4569 | Disposed | 2017-02-08 | Common Shares Of Beneficial Interest (4569) | Direct |
| 2014-11-11 | Non-qualified Stock Option (Right to Buy) | $53.71 | M | 30000 | Disposed | 2021-02-07 | Common Shares Of Beneficial Interest (30000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Shares Of Beneficial Interest | 782.7479 | Indirect |
Footnotes
F1: Represents shares owned by Principal Trust Company, as Trustee of the Equity Residential Supplemental Executive Retirement Plan, for the benefit of the reporting person.
F2: Represents shares acquired through profit sharing contributions and dividend reinvestment activity in the reporting person's account with the Equity Residential Advantage 401(k) Retirement Savings Plan, a plan qualified under Section 401(k) of the Internal Revenue Code of 1986, as amended. Such shares represent acquisitions through October 11, 2014.
F3: Represents share options scheduled to vest in three equal installments on February 8, 2008, February 8, 2009 and February 8, 2010.
F4: Represents share options scheduled to vest in approximately three equal installments on February 7, 2012, February 7, 2013 and February 7, 2014.