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EQUITY RESIDENTIAL — Director's Dealing 2013
May 20, 2013
30212_dirs_2013-05-20_6d8f5ccd-ac0d-4726-b236-efa77863c914.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: EQUITY RESIDENTIAL (EQR)
CIK: 0000906107
Period of Report: 2013-05-20
Reporting Person: SPECTOR GERALD A (Director, Vice Chairman)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-05-20 | Common Shares Of Beneficial Interest | M | 88447 | $31.76 | Acquired | 113462 | Indirect |
| 2013-05-20 | Common Shares Of Beneficial Interest | S | 88447 | $60.0182 | Disposed | 25015 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-05-20 | Non-qualified Stock Option (Right to Buy) | $31.76 | M | 88447 | Disposed | 2015-02-03 | Common Shares Of Beneficial Interest (88447) | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Shares Of Beneficial Interest | 282191.4625 | Direct |
| Common Shares Of Beneficial Interest | 3472 | Indirect |
| Common Shares Of Beneficial Interest | 71132 | Indirect |
Footnotes
F1: Represents shares held by the Spector Family Dynasty Trust (the "SFDT"). Mr. Spector is the sole trustee of the SFDT and, as such, may be deemed the beneficial owner of the shares reported herein.
F2: The price represents the weighted average price of the shares sold. The shares were sold within a range of $60.00 to $60.12. The reporting person will provide, upon request by the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price.
F3: Direct total includes restricted shares of the Company scheduled to vest in the future.
F4: Represents shares beneficially owned by Mr. Spector as custodian for his minor children. Mr. Spector disclaims beneficial ownership of said shares.
F5: Represents shares beneficially owned by Mr. Spector's spouse. Mr. Spector disclaims beneficial ownership of said shares except to the extent of his pecuniary interest therein.
F6: Represents share options scheduled to vest in approximately three equal installments on February 3, 2006, February 3, 2007 and February 3, 2008.
F7: The share options reported on this line are held by the Spector Family Dynasty Trust (the "SFDT"). Mr. Spector is the sole trustee of the SFDT and, as such, may be deemed the beneficial owner of these share options.