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Equitable Holdings, Inc. — Director's Dealing 2025
Jan 16, 2025
30390_dirs_2025-01-16_9a0c7063-a736-45ba-9852-6ca5bf7895ea.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Equitable Holdings, Inc. (EQH)
CIK: 0001333986
Period of Report: 2025-01-15
Reporting Person: Pearson Mark (Director, President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2025-01-15 | Common Stock | M | 8734 | $21.34 | Acquired | 648672.97 | Direct |
| 2025-01-15 | Common Stock | M | 11266 | $23.18 | Acquired | 659938.97 | Direct |
| 2025-01-15 | Common Stock | S | 9877 | $51.6509 | Disposed | 650061.97 | Direct |
| 2025-01-15 | Common Stock | S | 123 | $52.0344 | Disposed | 649938.97 | Direct |
| 2025-01-15 | Common Stock | S | 20000 | $51.6537 | Disposed | 629938.97 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2025-01-15 | Employee Stock Option (right to buy) | $21.34 | M | 8734 | Disposed | 2028-03-01 | Common Stock (8734) | Direct |
| 2025-01-15 | Employee Stock Option (right to buy) | $23.18 | M | 11266 | Disposed | 2030-02-26 | Common Stock (11266) | Direct |
Footnotes
F1: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 30, 2024.
F2: Includes Restricted Stock Units.
F3: This transaction was executed in multiple trades at prices ranging from $51.0000 to $51.9900. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F4: This transaction was executed in multiple trades at prices ranging from $52.0100 to $52.0400. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F5: This transaction was executed in multiple trades at prices ranging from $51.0600 to $52.0300. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F6: Grant of employee stock option under the Issuer's 2019 Omnibus Incentive Plan exempt under Rule 16b-3. The options vested in three installments beginning on March 1, 2019.
F7: Grant of employee stock option under the Issuer's 2019 Omnibus Incentive Plan exempt under Rule 16b-3. The options vested in three installments beginning on February 26, 2021.