Equitable Holdings, Inc. — Director's Dealing 2021

Mar 2, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Equitable Holdings, Inc. (EQH)
CIK: 0001333986
Period of Report: 2021-02-26

Reporting Person: Hattem Dave S. (SEVP & Chief Legal Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-02-26	Common Stock	F	1974.11	$29.57	Disposed	56246.53	Direct
2021-03-01	Common Stock	F	2102.56	$30.26	Disposed	54143.97	Direct
2021-03-01	Common Stock	A	40338.83	$0.00	Acquired	94482.81	Direct
2021-03-01	Common Stock	F	21469.83	$30.26	Disposed	73012.97	Direct

Footnotes

F1: Shares withheld to cover taxes upon vesting of previous restricted stock unit grants.

F2: Includes restricted stock units.

F3: Reflects the vesting of performance shares, which were granted pursuant to the registrant's 2018 Omnibus Incentive Plan. The performance shares were earned upon the attainment of certain performance objectives for the period January 1, 2018 through December 31, 2020.

F4: Shares withheld to cover taxes upon vesting of the performance shares.