Equitable Holdings, Inc. — Director's Dealing 2021

Mar 22, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Equitable Holdings, Inc. (EQH)
CIK: 0001333986
Period of Report: 2021-03-19

Reporting Person: Malmstrom Anders (Senior EVP & CFO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-03-19	Common Stock	M	81345	$21.34	Acquired	221412.8	Direct
2021-03-19	Common Stock	M	78535	$18.74	Acquired	299947.8	Direct
2021-03-19	Common Stock	M	41000	$23.18	Acquired	340947.8	Direct
2021-03-19	Common Stock	S	200880	$32.8215	Disposed	140067.8	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-03-19	Employee Stock Option (right to buy)	$21.34	M	81345	Disposed	2028-03-01	Common Stock (81345)	Direct
2021-03-19	Employee Stock Option (right to buy)	$18.74	M	78535	Disposed	2029-02-14	Common Stock (78535)	Direct
2021-03-19	Employee Stock Option (right to buy)	$23.18	M	41000	Disposed	2030-02-26	Common Stock (41000)	Direct

Footnotes

F1: Includes restricted stock units.

F2: This transaction was executed in multiple trades at prices ranging from $32.0600 to $33.0500. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3: The options vested in three equal annual installments beginning on March 1, 2019.

F4: The options vested/vest in three equal annual installments beginning on February 14, 2020.

F5: The options vested/vest in three equal annual installments beginning on February 26, 2021.