Equitable Holdings, Inc. — Director's Dealing 2021

Mar 23, 2021

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: Equitable Holdings, Inc. (EQH)
CIK: 0001333986
Period of Report: 2021-03-22

Reporting Person: Gonzalez Jose Ramon (SEVP & Chief Legal Officer)

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	43224	Direct
Common Stock	14820	Direct

Footnotes

F1: Grant of restricted stock units under the Issuer's 2019 Omnibus Incentive Plan exempt under Rule 16b-3. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer upon vesting. 40% of the restricted stock units vest on March 31, 2022 and 60% vest on March 31, 2023. Vested shares will be delivered to the reporting person within 30 days following the vesting date.

F2: Grant of restricted stock units under the Issuer's 2019 Omnibus Incentive Plan exempt under Rule 16b-3. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer upon vesting. The restricted stock units vest in three equal annual installments beginning on February 28, 2022. Vested shares will be delivered to the reporting person within 30 days following the vesting date.