Equitable Holdings, Inc. — Director's Dealing 2021

Apr 9, 2021

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: Equitable Holdings, Inc. (EQH)
CIK: 0001333986
Period of Report: 2021-04-01

Reporting Person: Raju Robin M (Senior EVP & CFO)

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	31627	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Employee Stock Option (right to buy)	$18.74		Common Stock (26179)		Direct
Employee Stock Option (right to buy)	$23.18		Common Stock (25744)		Direct

Footnotes

F1: Includes restricted stock units.

F2: Grant of employee stock options under the Issuer's omnibus incentive plans. The options vested/vest in three equal annual installments beginning on February 14, 2020.

F3: Grant of employee stock options under the Issuer's omnibus incentive plans. The options vested/vest in three equal annual installments beginning on February 26, 2021.