Equitable Holdings, Inc. — Director's Dealing 2021

Oct 6, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Equitable Holdings, Inc. (EQH)
CIK: 0001333986
Period of Report: 2021-10-01

Reporting Person: HURD JEFFREY J (Senior EVP & COO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-10-01	Common Stock	M	15000	$18.74	Acquired	77592.21	Direct
2021-10-01	Common Stock	S	15000	$30.0211	Disposed	62592.21	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-10-01	Employee Stock Option (right to buy)	$18.74	M	15000	Disposed	2029-02-14	Common Stock (15000)	Direct

Footnotes

F1: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 28, 2021.

F2: Includes restricted stock units.

F3: This transaction was executed in multiple trades at prices ranging from $30.0000 to $30.0800. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F4: The options vested/vest in three equal annual installments beginning on February 14, 2020.