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Equitable Holdings, Inc. — Director's Dealing 2021
Dec 2, 2021
30390_dirs_2021-12-02_f2f68d68-5351-4949-8064-4ee5731e8f2e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Equitable Holdings, Inc. (EQH)
CIK: 0001333986
Period of Report: 2021-12-01
Reporting Person: HURD JEFFREY J (COO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-12-01 | Common Stock | M | 3535 | $18.74 | Acquired | 66127.21 | Direct |
| 2021-12-01 | Common Stock | M | 11465 | $21.34 | Acquired | 77592.21 | Direct |
| 2021-12-01 | Common Stock | S | 5628 | $31.0671 | Disposed | 71964.21 | Direct |
| 2021-12-01 | Common Stock | S | 9372 | $32.1051 | Disposed | 62592.21 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-12-01 | Employee Stock Option (right to buy) | $18.74 | M | 3535 | Disposed | 2029-02-14 | Common Stock (3535) | Direct |
| 2021-12-01 | Employee Stock Option (right to buy) | $21.34 | M | 11465 | Disposed | 2028-06-11 | Common Stock (11465) | Direct |
Footnotes
F1: The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 28, 2021.
F2: Includes restricted stock units.
F3: This transaction was executed in multiple trades at prices ranging from $30.5800 to $31.5600. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F4: This transaction was executed in multiple trades at prices ranging from $31.6000 to $32.3900. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F5: The options vested/vest in three equal annual installments beginning on February 14, 2020.
F6: The options vested/vest in three equal annual installments beginning on March 1, 2019.