AI assistant
Equitable Holdings, Inc. — Director's Dealing 2020
Feb 28, 2020
30390_dirs_2020-02-28_5faf3be2-f149-4082-b1a7-8c87e8a70b5c.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Equitable Holdings, Inc. (EQH)
CIK: 0001333986
Period of Report: 2020-02-26
Reporting Person: BERNSTEIN SETH P (See Remarks)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-02-26 | Common Stock | A | 10786 | $0.00 | Acquired | 37860.19 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-02-26 | Employee Stock Option (right to buy) | $23.18 | A | 57209 | Acquired | 2030-02-26 | Common Stock (57209) | Direct |
Footnotes
F1: Grant of restricted stock units under the Issuer's 2019 Omnibus Incentive Plan exempt under Rule 16b-3. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer upon vesting. The restricted stock units vest in three equal annual installments beginning on February 26, 2021. Vested shares will be delivered to the reporting person within 30 days following the vesting date.
F2: Includes restricted stock units.
F3: Grant of employee stock option under the Issuer's 2019 Omnibus Incentive Plan exempt under Rule 16b-3. The option vests in three equal annual installments beginning on February 26, 2021.