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Envela Corp — Director's Dealing 2012
Nov 21, 2012
33686_dirs_2012-11-21_02118207-6aba-446b-87b0-3bdd1a3f7a95.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: DGSE COMPANIES INC (DGSE)
CIK: 0000701719
Period of Report: 1999-12-31
Reporting Person: CORDEIRO WILLIAM P (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2010-06-03 | Common Stock | J | 10000 | — | Acquired | 15000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 1999-12-31 | Option to Acquire Common Stock | $4.19 | A | 2500 | Acquired | Common Stock (2500) | Direct | |
| 2001-10-08 | Option to Acquire Common Stock | $2.25 | A | 15000 | Acquired | Common Stock (15000) | Direct | |
| 2004-12-31 | Option to Acquire Common Stock | $2.82 | A | 5000 | Acquired | Common Stock (5000) | Direct | |
| 2007-11-13 | Option to Acquire Common Stock | $6 | A | 10000 | Acquired | Common Stock (10000) | Direct |
Footnotes
F1: The right to acquire the shares of the issuer being reported herein from Stanford International Bank, Ltd. (SIB) was assigned to the reporting person on May 25, 2010 pursuant to a Purchase and Sale Agreement between the issuer and SIB and approved by the District Court in the matter of Stanford Financial Group.
F2: Includes 5,000 shares held by Bartik, Cordeiro & Associates, as to which the reporting person has shared voting and investment powers.
F3: Options expire 180 days after service to the Company ends.
F4: Options vest in one-fifth increments annually beginning on the first anniversary of the date of grant.