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ENTERPRISE FINANCIAL SERVICES CORP — Director's Dealing 2018
Dec 17, 2018
31623_dirs_2018-12-17_fb1a80a4-60c1-461a-b0fa-f161b6893c91.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ENTERPRISE FINANCIAL SERVICES CORP (EFSC)
CIK: 0001025835
Period of Report: 2018-12-13
Reporting Person: ARNOLD JOHN Q (Director)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-12-13 | Phantom Stock | $ | A | 445 | Acquired | Common Stock (445) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1000 | Indirect |
| Common Stock | 9359 | Indirect |
Footnotes
F1: Each phantom share represents the right to receive one share of common stock upon distribution from the Non-Management Director Stock Plan deferred compensation account.
F2: Shares of common stock will be distributed following termination of the reporting person's services as an Independent Director of the Company.
F3: Such units are payable solely in common stock and subject to the terms and conditions of the director's deferral election and the Plan.
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