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ENTERGY CORP /DE/ — Director's Dealing 2021
Jan 22, 2021
30061_dirs_2021-01-21_b7102398-4b13-4125-9db6-a1e6d3848f17.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ENTERGY CORP /DE/ (ETR)
CIK: 0000065984
Period of Report: 2021-01-19
Reporting Person: Marsh Andrew S (EVP & Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-01-19 | Common Stock | A | 11048 | — | Acquired | 89780 | Direct |
| 2021-01-19 | Common Stock | F | 3477 | $95.12 | Disposed | 86303 | Direct |
| 2021-01-21 | Common Stock | M | 4000 | $72.79 | Acquired | 90303 | Direct |
| 2021-01-21 | Common Stock | S | 4000 | $94.32 | Disposed | 86303 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-01-21 | Employee Stock Option (Right to Buy) | $72.79 | M | 4000 | Disposed | 2021-01-27 | Common Stock (4000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 998 | Indirect |
Footnotes
F1: Settlement of long-term performance units issued under the 2015 Entergy Corporation Equity Ownership Plan.
F2: Includes 1,254 shares of Entergy common stock acquired through the Entergy Corporation dividend reinvestment plan and 164 shares of Entergy common stock acquired pursuant to the dividend reinvestment feature of Entergy's equity ownership plans.
F3: The sale reported in this Form 4 was affected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 13, 2020.
F4: The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions ranging from $94.00 to $94.80. The reporting person undertakes to provide to Entergy, any security holder of Entergy or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.
F5: The options vested in three equal annual installments on January 27, 2012, 2013 and 2014.