ENTERGY CORP /DE/ — Director's Dealing 2002

Nov 27, 2002

4 1 edgar.htm 4 Form 4

| FORM 4 | UNITED STATES SECURITIES
AND EXCHANGE COMMISSION Washington, D.C. 20549 | OMB
APPROVAL |
| --- | --- | --- |
| Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations
may continue. See Instruction 1(b). | STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to
Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of
the Public Utility Holding Company Act of 1935 or Section 30(h) of the
Investment Company Act of 1940 | OMB
Number: 3235-0287 Expires: January 31, 2005 Estimated average burden hours per response. . .0.5 Filed By Romeo & Dye's Instant Form 4 Filer www.section16.net |

| 1. Name and Address
of Reporting Person* Wilder C. John | 2. Issuer Name and Ticker or Trading Symbol Entergy Corporation (ETR) | | 6. Relationship of
Reporting Person(s) to Issuer (Check all applicable) Director 10% Owner X Officer (give title below) Other (specify below) Executive Vice President |
| --- | --- | --- | --- |
| (Last)
(First) (Middle) Entergy Corporation 639 Loyola Avenue | 3. I.R.S. Identification
Number of Reporting Person, if an entity (voluntary) | 4. Statement for Month/Day/Year 11/25/02 | |
| (Street) New Orleans , LA 70113 | | 5. If Amendment, Date of Original (Month/Day/Year) | 7. Individual
or Joint/Group Filing (Check Applicable Line) X Form filed by One Reporting Person Form filed by More than One Reporting Person |
| (City) (State) (Zip) | Table
I — Non-Derivative Securities Acquired, Disposed of, or Beneficially
Owned | | |

| 1. Title of Security (Instr. 3) | 2. Trans- action Date (Month/ Day/ Year) | 3. Trans- action Code (Instr. 8) | | 4. Securities Acquired
(A) or Disposed of (D) (Instr. 3, 4 & 5) | | | 5. Amount of Securities Beneficially Owned Follow- ing Reported Transactions(s) (Instr. 3 & 4) | 6. Owner- ship Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| | | Code | V | Amount | (A) or (D) | Price | | | |
| Entergy Corporation Common Stock | 11/25/02 | P | | 10,000 (1) | A | 43.90 | 0 | D | |
| Entergy Corporation Common Stock | 11/25/02 | F (1) | | 10,000 | D | 43.90 | 0 | D | |
| Entergy Corporation Common Stock | 11/25/02 | M | | 10,000 (1) | A | 29.94 | 0 | D | |
| Entergy Corporation Common Stock | 11/25/02 | S | | 5,000 (1) | D | 43.82 | 0 | D | |
| Entergy Corporation Common Stock | 11/26/02 | S | | 5,000 (1) | D | 43.82 | 0 | D | |
| Entergy Corporation Common Stock | | | | | | | 793 | I | Savings Plan Balance 09/30/02 |
| Entergy Corporation Common Stock | 11/26/02 | P | | 5,000 (2) | A | 43.88 | 0 | D | |
| Entergy Corporation Common Stock | 11/26/02 | F | | 5,000 (2) | D | 43.88 | 0 | D | |
| Entergy Corporation Common Stock | 11/26/02 | M | | 5,000 (2) | A | 29.94 | 5,000 | D | |

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. * If the form is filed by more than one reporting person, see Instruction 4(b)(v). Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number

FORM 4 (continued) Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)

| 1. Title of Derivative
Security (Instr. 3) | 2. Conver- sion or Exercise Price of Derivative Security | 3. Trans- action Date (Month/ Day/ Year) | 4. Trans- action Code (Instr. 8) | | 5. Number of Derivative
Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 & 5) | | 6. Date Exercisable and Expiration Date (Month/Day/ Year) | | 7. Title and Amount
of Underlying Securities (Instr. 3 & 4) | | 9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Owner- ship Form of Deriv- ative Security: Direct (D) or Indirect (I) (Instr. 4) |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| | | | Code | V | (A) | (D) | Date Exer-cisable | Expira- tion Date | Title | Amount or Number
of Shares | | |
| Employee Stock Option (right to buy) | 29.94 | 11/25/02 | M | | | 14,626 (1) | 07/28/99 | 01/28/09 | ETR Common | 14,626 | 0 (1) | D |
| Phantom Units | 1-for-1 | 11/25/02 | M | | 4,626 (1) | | Note 1 | Note 1 | ETR Common | 4,626 | 4,626 | D |
| Employee Stock Option (right to buy) | 43.90 | 11/25/02 | A | | 10,000 (1) | | 11/25/02 | 01/28/09 | ETR Common | 10,000 | 10,000 | D |
| Employee Stock Option (right to buy) | 29.94 | 11/26/02 | M | | | 7,310 (2) | 7/28/99 | 1/28/09 | ETR Common | 7,310 | 0 (2) | D |
| Phantom Units | 1-for1 | 11/26/02 | M | | 2,310 (2) | | Note 2 | Note 2 | ETR Common | 2,310 | 2,310 | D |
| Employee Stock Option (right to buy) | 43.88 | 11/26/02 | A | | 5,000 (2) | | 11/27/02 | 1/28/09 | ETR Common | 5,000 | 5,000 | D |

Explanation of Responses: (1) The filing individual engaged in a "Stock for Stock" exercise of 14,626 options. The exercise price, tax withholding and commission price were paid by surrendering 10,000 shares to the Company, which the filing individual purchased on the open market on November 25, 2002. Following the exercise, the filing individual received 10,000 shares plus his gain (4,626 shares), the value of which 4,626 shares was deferred into phantom Entergy units held in a brokerage account. The deferral is until the earlier of January 3, 2005 or retirement from the Company. The reporting person did not realize profit in connection with purchases and sales as reported in this Form 4 and in the previous Form 4's filed during the past six months. Additional information concerning "Stock-for-Stock" exercises can be found in a Form 8-K filed by the Company on May 1, 2002. (2) The filing individual engaged in a "Stock for Stock" exercise of 7,310 options. The exercise price, tax withholding and commission price were paid by surrendering 5,000 shares to the Company, which the filing individual purchased on the open market on November 26, 2002. Following the exercise, the individual received 5,000 shares plus his gain (2,310 shares), the value of which 2,310 shares was deferred into phantom Entergy units held in a brokerage account. The deferral is until the earlier of January 3, 2005 or retirement from the Company. The filing individual did not realize any profit in connection with the purchases and sales as reported in this Form 4 and in the previous Form 4s filed during the past six months. Additional information concerning "Stock for Stock" exercises can be found in a Form 8-K filed by the Company on May 1, 2002.

By: /s/ Christopher T. Screen C. John Wilder **Signature of Reporting Person 11/27/02 Date

**Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, See Instruction 6 for procedure. Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.