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ENTEGRIS INC — Director's Dealing 2013
Feb 4, 2013
30439_dirs_2013-02-04_33e9ee82-615c-4bcd-a0ff-6458c7d31feb.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: ENTEGRIS INC (ENTG)
CIK: 0001101302
Period of Report: 2013-01-25
Reporting Person: Edlund Todd James (Vice President, GM, CCS Div.)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-01-25 | Common Stock | M | 17500 | $8.37 | Acquired | 101626 | Direct |
| 2013-01-25 | Common Stock | S | 17500 | $9.7766 | Disposed | 84126 | Direct |
| 2013-01-25 | Common Stock | M | 23380 | $7.07 | Acquired | 107506 | Direct |
| 2013-01-25 | Common Stock | S | 23380 | $9.7766 | Disposed | 84126 | Direct |
| 2013-01-28 | Common Stock | M | 7000 | $2.10 | Acquired | 91126 | Direct |
| 2013-01-28 | Common Stock | S | 7000 | $10.00 | Disposed | 84126 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-01-25 | Employee Stock Option (Right to Buy) | $8.37 | M | 17500 | Disposed | 2014-10-15 | Common Stock (17500) | Direct |
| 2013-01-25 | Employee Stock Option (Right to Buy) | $7.07 | M | 23380 | Disposed | 2015-02-21 | Common Stock (23380) | Direct |
| 2013-01-28 | Employee Stock Option (Right to Buy) | $2.10 | M | 7000 | Disposed | 2015-12-16 | Common Stock (7000) | Direct |
Footnotes
F1: These shares were sold pursuant to a 10b5-1 Trading Plan established by the Reporting Person on November 14, 2012.
F2: The price reported in column 4 is a weighted average price reported in reliance on a letter from the Office of Chief Counsel, Securities and Exchange Commission's Division of Corporate Finance to the Society of Corporate Secretaries & Corporate Governance Professionals dated June 25, 2008. These shares were sold in multiple transactions at prices ranging from $9.75 to $9.84, inclusive. The reporting person undertakes to provide Entegris, Inc. any shareholder of Entegris, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F3: This option is fully vested.
F4: These options were granted pursuant to an employee stock option plan that provides for the grant of options in consideration of services as an employee.
F5: This Form 4/A amends a previously filed Form 4 to correct the date of the Reporting Person's 10b5-1 Trading Plan to November 14, 2012.