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EnerSys — Director's Dealing 2019
Jan 3, 2019
31148_dirs_2019-01-02_8b99444f-f454-4803-9d31-4757a024eb08.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: EnerSys (ENS)
CIK: 0001289308
Period of Report: 2018-12-28
Reporting Person: Schmidtlein Michael J (Executive Vice President & CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-12-28 | Common Stock | A | 32.6637 | $0.00 | Acquired | 90841.7786 | Direct |
| 2018-12-28 | Common Stock | A | 6.7421 | $0.00 | Acquired | 90848.5207 | Direct |
| 2018-12-28 | Common Stock | A | 21.9541 | $0.00 | Acquired | 90870.4748 | Direct |
| 2018-12-28 | Common Stock | A | 6.9401 | $0.00 | Acquired | 90877.4149 | Direct |
| 2018-12-28 | Common Stock | A | 14.5516 | $0.00 | Acquired | 90891.9664 | Direct |
| 2018-12-28 | Common Stock | A | 10.1116 | $0.00 | Acquired | 90902.078 | Direct |
| 2018-12-28 | Common Stock | A | 8.8148 | $0.00 | Acquired | 90910.8928 | Direct |
| 2018-12-28 | Common Stock | A | 11.0997 | $0.00 | Acquired | 90921.9925 | Direct |
Footnotes
F1: These shares were granted in the form of Market Share Units ("MSUs"), in connection with the cash dividend paid on December 28, 2018 to to stockholders of record as of December 14, 2018 (the "Dividend"), with respect to 16,517 MSUs granted to the reporting person on May 12, 2015, and adjusted for vesting on May 12, 2018 and previously declared and paid cash dividends. These MSUs will be payable concurrently with the underlying MSUs.
F2: These shares were granted in the form of Restricted Stock Units ("RSUs"), in connection with the Dividend, with respect to 2,864 unvested RSUs granted to the reporting person on May 16, 2016, and adjusted for previously declared and paid cash dividends. These RSUs will vest and are payable concurrent with the underlying RSUs.
F3: These shares were granted in the form of Performance Share Units ("PSUs"), in connection with the Dividend, with respect to 9,326 PSUs granted to the reporting person on May 16, 2016, and adjusted for previously declared and paid cash dividends. These PSUs will vest and are payable concurrent with the underlying PSUs.
F4: These shares were granted in the form of Restricted Stock Units ("RSUs"), in connection with the Dividend, with respect to 2,977 unvested RSUs granted to the reporting person on May 9, 2017, and adjusted for previously declared and paid cash dividends. These RSUs will vest and are payable concurrent with the underlying RSUs.
F5: These shares were granted in the form of Performance Share Units ("PSUs"), in connection with the Dividend, with respect to 6,242 PSUs granted to the reporting person on May 9, 2017, and adjusted for previously declared and paid cash dividends. These PSUs will vest and are payable concurrent with the underlying PSUs.
F6: These shares were granted in the form of Restricted Stock Units ("RSUs"), in connection with the Dividend, with respect to 4,390 RSUs granted to the reporting person on August 13, 2018, and adjusted for a previously declared and paid cash dividend. These RSUs will vest and are payable concurrent with the underlying RSUs.
F7: These shares were granted in the form of Performance Share Units ("PSUs"), in connection with the Dividend, with respect to 3,827 PSUs granted to the reporting person on August 13, 2018, and adjusted for a previously declared and paid cash dividend. These PSUs will vest and are payable concurrent with the underlying PSUs.
F8: These shares were granted in the form of Performance Share Units ("PSUs"), in connection with the Dividend, with respect to 4,819 PSUs granted to the reporting person on August 13, 2018, and adjusted for a previously declared and paid cash dividend. These PSUs will vest and are payable concurrent with the underlying PSUs.