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EnerSys — Director's Dealing 2019
Jan 3, 2019
31148_dirs_2019-01-02_0b552966-b4b8-4306-a982-ba9dcdb0cbcd.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: EnerSys (ENS)
CIK: 0001289308
Period of Report: 2018-12-28
Reporting Person: TUFANO PAUL J (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-12-28 | Common Stock | A | 27.0424 | $0.00 | Acquired | 16144.1205 | Direct |
| 2018-12-28 | Common Stock | A | 9.6424 | $0.00 | Acquired | 16153.763 | Direct |
| 2018-12-28 | Common Stock | A | 0.0394 | $0.00 | Acquired | 16153.8024 | Direct |
| 2018-12-28 | Common Stock | A | 0.0902 | $0.00 | Acquired | 16153.8925 | Direct |
| 2018-12-28 | Common Stock | A | 0.1199 | $0.00 | Acquired | 16154.0124 | Direct |
| 2018-12-28 | Common Stock | A | 0.1588 | $0.00 | Acquired | 15154.1713 | Direct |
Footnotes
F1: These shares were granted in the form of Deferred Stock Units ("DSUs"), in connection with the cash dividend paid on December 28, 2018 to stockholders of record as of December 14, 2018 (the "Dividend"), with respect to 11,543 vested DSUs granted to the reporting person on various dates, and adjusted for previously declared and paid cash dividends. These DSUs are vested and payable concurrent with the underlying DSUs.
F2: These shares were granted in the form of Restricted Stock Units ("RSUs"), in connection with the Dividend, with respect to 4,189.2313 vested RSUs granted to the reporting person on various dates under the EnerSys Deferred Compensation Plan for Non-Employee Directors (the "Plan"), and adjusted for previously declared and paid cash dividends. These RSUs are vested and payable concurrent with the underlying RSUs.
F3: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 17.1172 unvested RSUs granted to the reporting person on January 16, 2018, under the Plan. These RSUs are vested and payable concurrent with the underlying RSUs.
F4: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 39.1699 unvested RSUs granted to the reporting person on April 10, 2018, under the Plan. These RSUs are vested and payable concurrent with the underlying RSUs.
F5: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 52.1044 unvested RSUs granted to the reporting person on July 18, 2018, under the Plan. These RSUs are vested and payable concurrent with the underlying RSUs.
F6: These shares were granted in the form of RSUs, in connection with the Dividend, with respect to 69 unvested RSUs granted to the reporting person on October 23, 2018, under the Plan. These RSUs are vested and payable concurrent with the underlying RSUs.