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EnerSys — Director's Dealing 2010
Oct 7, 2010
31148_dirs_2010-10-07_cea558e0-43bc-4805-a75b-ee70cc59f9e5.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: EnerSys (ENS)
CIK: 0001289308
Period of Report: 2010-10-05
Reporting Person: Zuidema Richard W (EVP & Secretary)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2010-10-05 | Common Stock | M | 15097 | $10.82 | Acquired | 105147 | Direct |
| 2010-10-05 | Common Stock | S | 10497 | $25.8200 | Disposed | 94650 | Direct |
| 2010-10-05 | Common Stock | S | 4600 | $25.8205 | Disposed | 90050 | Direct |
| 2010-10-06 | Common Stock | M | 3900 | $10.82 | Acquired | 93950 | Direct |
| 2010-10-06 | Common Stock | S | 3900 | $25.8423 | Disposed | 90050 | Direct |
| 2010-10-07 | Common Stock | M | 1003 | $10.82 | Acquired | 91053 | Direct |
| 2010-10-07 | Common Stock | S | 1003 | $25.8906 | Disposed | 90050 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2010-10-05 | Stock Options | $10.82 | M | 15097 | Disposed | 2012-03-22 | Common Stock (15097) | Direct |
| 2010-10-06 | Stock Options | $10.82 | M | 3900 | Disposed | 2012-03-22 | Common Stock (3900) | Direct |
| 2010-10-07 | Stock Options | $10.82 | M | 1003 | Disposed | 2012-03-22 | Common Stock (1003) | Direct |
Footnotes
F1: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the reporting person on September 1, 2010.
F2: These transactions were executed in multiple trades at prices ranging from $25.82 through $25.89. The price reported reflects the weighted average sale price. Full information regarding the number of shares sold and the prices at which the transactions were effected is available to the SEC staff, the issuer or any security holder of the issuer, upon request.
F3: These transactions were executed in multiple trades at prices ranging from $25.8485 through $25.97. The price reported reflects the weighted average sale price. Full information regarding the number of shares sold and the prices at which the transactions were effected is available to the SEC staff, the issuer or any security holder of the issuer, upon request.
F4: These options vested twenty-five percent on March 22, 2003 and March 22, 2004; thirty percent on July 29, 2004; and twenty percent on March 22, 2005.
F5: This reporting person holds an aggregate total of 326,873 options shares, with various prices, exercisability and expiration dates.