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ENERPAC TOOL GROUP CORP — Director's Dealing 2016
Jan 22, 2016
31611_dirs_2016-01-21_3feb266f-4eba-4b60-8321-ca17f4abbc5f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ACTUANT CORP (ATU)
CIK: 0000006955
Period of Report: 2016-01-19
Reporting Person: Sefcik Mark (Exec VP Industrial Segment)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-01-19 | Class A Common Stock | A | 7356 | — | Acquired | 52082 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-01-19 | Employee Stock Option (Right to Buy) | $21.41 | A | 19008 | Acquired | 2026-01-19 | Class A Common Stock (19008) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 1934 | Indirect |
| Class A Common Stock | 7980 | Indirect |
Footnotes
F1: Restricted Stock Units granted under the Actuant Corporation 2009 Omnibus Incentive Plan.
F2: Not applicable.
F3: Adjusted to reflect a change in form of beneficial ownership from direct to indirect pursuant to Rule 16a-13 with respect to 4,091 shares.
F4: Represents the best estimate of the number of share equivalents held by the person in the unitized stock fund of the Actuant 401(k) Plan. The unitized stock fund consists of stock of Actuant and cash and other short term investments. The number of Actuant share equivalents fluctuates depending on the ratio of the number of shares of stock of Actuant in the fund to other investments.
F5: Best estimate of shares held pursuant to the Actuant Corporation Deferred Compensation Plan, including the 4,091 shares referenced in Footnote(3) of this Form 4.
F6: Option granted under the Actuant Corporation 2009 Omnibus Incentive Plan.
F7: Fifty percent of the option becomes exercisable on 01/19/2019 and the balance becomes exercisable on 01/19/2021.